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Free FINRA Series 63 Practice Exams
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Free FINRA Series 63 Practice Exam 4 (60 Questions) with Answers Quiz
1.
A representative in one state emails an offer of a security to a prospect who reads it in a second state. Under the Uniform Securities Act that offer
1
Is made in both states because it originated in one and was directed to and received in the other
Is made only in the state where the representative sat
Is made only in the state where the prospect answered
Is made in neither state unless the prospect buys
