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Free FINRA Series 66 Practice Exams
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Free FINRA Series 66 Practice Exam 2 (100 Questions) with Answers Quiz
1.
Under NASAA rules, advisory contracts of state-registered advisers must be:
1
Renewed in person every ninety days
Filed with FINRA before taking effect
In writing and describe services fees term discretion and assignment restrictions
Oral to preserve flexibility for both sides
