Skip to content
We use cookies to ensure that we give you the best experience on our website.
Accept
Decline
Skip to content
Free FINRA Series 63 Practice Exams
0 of 5 lessons complete (0%)
Exit Course
Back to lesson
Free FINRA Series 63 Practice Exam 2 (60 Questions) with Answers Quiz
1.
A registrant acts in good faith conformity with a rule of the Administrator that a court later declares invalid. Under the Uniform Securities Act the registrant
1
Is liable unless the Administrator formally rescinded the rule first
Must return any compensation earned while relying on the rule
Has a defense to liability for the act done in conformity with that rule
Is liable because the rule was invalid from the beginning
