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Free FINRA Series 99 Practice Exams
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Free FINRA Series 99 Practice Exam 3 (50 Questions) with Answers Quiz
1.
A firm choosing to preserve required records electronically may satisfy Rule 17a-4 by using
1
An audit trail alternative that recreates any altered or deleted record
Paper storage only since electronic records are not permitted
Any storage medium the firm prefers with no further conditions
A personal cloud drive belonging to the chief executive officer
